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SEC’s 2016 Examination Priorities Announced

As part of its priorities for this year, the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (“OCIE”) plans to concentrate on existing initiatives and new areas of focus. Announced on January 11th, the OCIE’s 2016 priorities include continuing to protect investors in various risk areas like cybersecurity and fee selection. As for new focus areas, the OCIE will address matters concerning liquidity controls, public pension advisers, product promotion, exchange-traded funds and variable annuities.

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