CPE Webinar

Fiduciary: Fact, Fiction & Fundamentals

October 24, 2019


One of the greatest benefits employers can provide its employees is the ability to retire successfully; but that doesn’t come without its challenges. You see, in delivering the benefit of a retirement plan, employers are a fiduciary of the plan both in regard to the assets of the plan, as well as the operation of the plan. However, many do not fully understand their fiduciary responsibilities, increasing their risk for potential litigation. That’s the ‘fiduciary challenge.’ Join us for a presentation on what you as a plan sponsor and plan fiduciary need to do to fulfill those duties to the standard of care required by law.

Learning Objectives

  • Identify your role as an investment fiduciary
  • Select and work with qualified plan service providers
  • Reduce and manage risk and personal liability
  • Implement a decision-making process focused on helping plan participants achieve their retirement goals


  • Monika Hubbard, CEBS, PRP, AIF, Institutional Retirement Consultant | Unified Trust
  • Karen Horky, CPA, Partner, Assurance Services | Cherry Bekaert LLP
  • Rick Cundey, CFP®, CLU®, AIF®, ChFC®, RICP®, Wealth Management Advisor | Cherry Bekaert Wealth Management LLC

CPE Accreditation

Prerequisites | None
Advanced Preparation | None
Recommended Hours of CPE | 1 Hour*
Delivery Method | Webinar
Program Level | Basic
CPE Category | Personnel/HR

CPE Sponsors Logo*Cherry Bekaert is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website. | www.learningmarket.org

Cherry Bekaert Continuing Professional Education: Statement of Administrative Policies

Complaint Resolution Policy

Cherry Bekaert will make every effort to provide the best training courses possible. In the event participants are not completely satisfied with the training course and wish to file a complaint, please contact Karen McManus at kmcmanus@cbh.com or 804.673.5748 within 10 business days of the event. Information about the course such as date, location, instructor and nature of complaint must be provided. Complaints may also be made in writing to Cherry Bekaert LLP, 200 South 10th Street, Suite 900, Richmond, VA 23219, ATTN: Karen McManus

Record Retention Policy

Cherry Bekaert will retain all Continuing Professional Education (CPE) documents for five years from training course date. These records will include:

  • Course outline
  • Course content and handouts
  • Sign in sheets
  • Dates and locations of training courses
  • Instructor credentials
  • Course evaluations
  • CPE certificates stating amount of recommended CPE credit

Refund and Cancellation Policy

Cherry Bekaert reserves the right to cancel or reschedule any training courses up to 10 business days prior to the date of the event. Full refunds will be provided to registered course participants if the course is canceled or if participants are unable to attend the rescheduled event.

Participants who must cancel their course registration 10 or more business days in advance of the event must contact Karen McManus to receive a full refund of all fees paid. Participants who must cancel their registration within 10 business days of the event, will not receive a refund.