Insights

Our Q1 Regulatory Compliance Digest provides the latest updates from FFIEC, FinCEN, CFPB, FDIC and federal bank regulatory agencies.

The National Futures Association (NFA) repealed Interpretive Notice 9073 and amended Compliance Rule 2-51. Learn about the effects of these changes.

The FDIC approved a final rule updating certain regulatory thresholds to reflect inflation. Discover the relief this offers to community banks.

See how the loan review process reveals hidden risks, strengthens credit risk management and prepares financial institutions for regulatory examinations.

Learn how the FDIC aims to ease compliance for over 1,500 community banks by raising audit and internal control thresholds based on inflation.

Learn how blockchain, AI, and automation are transforming private market investments through tokenization, smart contracts and AI-driven platforms.

Understand the M&A trends affecting banks, and their response to technological changes, bank failures, post-pandemic pressures and regulatory action.

President Trump proposes closing the carried interest loophole, learn how this impacts taxation on private equity fund managers' income.

Understand IRS changes to Section 831(b) captives, including reporting rules, form 8886 disclosure and penalties for abusive tax schemes.

Our April 2024 Regulatory Compliance Digest showcases updates from FFIEC, FinCEN, CFPB, FDIC, federal bank regulatory agencies and more.